Articles Posted in Kevin Curry

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Curry (Curry), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Curry recommended unsuitable investments in different investment products including debt securities among other allegations…

According to BrokerCheck records Kevin Curry (Curry) has been sanctioned by The Financial Industry Regulatory Authority (FINRA) over allegations that the broker exercised discretion in a customer’s account without obtaining written authorization or written approval of the account as discretionary from his brokerage firm.  FINRA found that Curry and spoke…