Articles Posted in James Seijas

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Seijas (Seijas), previously associated with Wells Fargo Clearing Services, LLC, has at least 7 disclosable events. These events include 7 customer complaints, alleging that Seijas recommended unsuitable investments in different investment products including debt securities among…

The law offices of Gana Weinstein LLP are currently investigating claims that advisor James Seijas (Seijas) has been accused by investors of engaging in a Ponzi scheme investment called 3Q Trading Club.  Seijas was barred The Financial Industry Regulatory Authority (FINRA) and left the employ of Wells Fargo Clearing Services,…