Articles Posted in Insigneo Securities

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Ariel Rivero (Rivero) has at least two disclosable events.  These events include two customer complaints alleging that Rivero engaged in some form of investment related misconduct in the handling of the client’s accounts.  Rivero is currently employed…

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Felipe Henao Vargas (Henao), currently employed by Insigneo Securities, LLC (Insigneo Securities), has been accused by a customer of investing in a VIX related investment.  ETFs that invest in the VIX are part of a group of…