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Articles Posted in FINRA College Health

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Wells Fargo Fined $2.8 Million by FINRA Arbitration Panel

In 2010, College Health and Investment Ltd (College Health), a family limited partnership, filed a case against Wells Fargo & Co. (Wells Fargo) in Financial Industry Regulatory Authority (FINRA) arbitration.  College Health accused Wells Fargo of failing to detect the theft and unauthorized transactions in College Health’s account.  College Health…

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