Close

Articles Posted in ETFs

Updated:

Morgan Stanley pays fines to State Regulators over Exchange Traded Funds (ETFs)

The New Jersey Bureau of Securities alleged that Morgan Stanley violated state securities laws and regulations in connection with the sale of non-traditional Exchange Traded Funds (ETFs), including leveraged ETFs and inverse leveraged ETFs. Non-traditional ETFs use derivatives and debt to magnify market returns.  There are several types of non-traditional…

Contact Us