According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Critelli (Critelli), currently associated with Equity Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Critelli recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stefan Tunaru (Tunaru), currently associated with Equity Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Tunaru recommended unsuitable investments in different investment products including debt securities among other allegations…
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Keith Baron (Baron) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Baron was employed by Equity Services, INC.…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Hinman (Hinman), currently associated with Equity Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hinman recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Keith Wells (Wells), currently associated with Equity Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Wells recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edwin Murphy (Murphy), currently associated with Equity Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Murphy recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Gentiluomo (Gentiluomo), currently associated with Equity Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Gentiluomo recommended unsuitable investments in different investment products including debt securities among other allegations…
The law offices of Gana Weinstein LLP are currently investigating claims that advisor Kieth Baron (Baron) has been accused by The Financial Industry Regulatory Authority (FINRA) of engaging in undisclosed outside business activities (OBAs) and private securities transactions. According to records kept by FINRA, Baron was last employed by Equity…
According to BrokerCheck records financial advisor Mark Lamendola (Lamendola), formerly employed by Wordl Capital Brokerage, Inc. (World Capital) has been subject to six customer complaints, two terminations for cause, and two regulatory actions during his career. According to records kept by The Financial Industry Regulatory Authority (FINRA), many of the…