According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dennis Riordan (Riordan), previously associated with Wynston Hill Capital, LLC, has at least 4 disclosable events. These events include one customer complaint, 3 regulatory events, alleging that Riordan recommended unsuitable investments in different investment products including debt…
The investment lawyers of Gana Weinstein LLP are investigating customer complaints against broker Dennis Riordan (Riordan). According to Riordan’s BrokerCheck records there are at least 3 customer complaints against Riordan, 1 judgment or lien, and 2 criminal matters. The customer complaints against Riordan allege a number of securities law violations…
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