Close

Articles Posted in Charles Dixon

Updated:

Charles Dixon Barred By Regulator Over Unauthorized Trade Allegations

Investment fraud attorneys at Gana Weinstein LLP have been investigating previously registered broker Charles Dixon (Dixon). According to BrokerCheck Records kept by The Financial Industry Regulatory Authority (FINRA), in January 2018, Dixon was barred from the financial industry for failing to appear at an on-the-record testimony concerning allegations that he…

Contact Us