According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Desjardins (Desjardins), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Desjardins recommended unsuitable investments in different investment products including debt securities among other allegations…
Articles Posted in Centaurus Financial
There are Recent Customer Complaints with Broker Kasey Davis in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kasey Davis (Davis), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Davis recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker John Tryon in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Tryon (Tryon), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Tryon recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Stuart Spivak in Centaurus Financial, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stuart Spivak (Spivak), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Spivak recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Marco Azizi in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marco Azizi (Azizi), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Azizi recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Curtis Edmark in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Curtis Edmark (Edmark), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Edmark recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Charles Munoz in Centaurus Financial, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Charles Munoz (Munoz), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Munoz recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Bryon Martinsen in Centaurus Financial, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bryon Martinsen (Martinsen), previously associated with Centaurus Financial, INC., has at least 4 disclosable events. These events include 4 customer complaints, alleging that Martinsen recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Mike Kilpatrick in Centaurus Financial, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mike Kilpatrick (Kilpatrick), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kilpatrick recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker William Dobbs in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Dobbs (Dobbs), currently associated with Centaurus Financial, INC., has at least 3 disclosable events. These events include 3 customer complaints, alleging that Dobbs recommended unsuitable investments in different investment products including debt securities among other allegations…