According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Chauvenet (Chauvenet), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Chauvenet recommended unsuitable investments in different investment products including debt securities among other allegations…
Articles Posted in Centaurus Financial
Broker Bryon Martinsen in Centaurus Financial, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bryon Martinsen (Martinsen), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Martinsen recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Kelley Slaught in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kelley Slaught (Slaught), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Slaught recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Bart Cutino in Centaurus Financial, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bart Cutino (Cutino), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Cutino recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Michael Elias in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Elias (Elias), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Elias recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Trevin Kent in Centaurus Financial, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Trevin Kent (Kent), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kent recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Donna Seymour in Centaurus Financial, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donna Seymour (Seymour), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Seymour recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Richard Laspaluto in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Laspaluto (Laspaluto), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Laspaluto recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Scott Phillips in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Phillips (Phillips), currently associated with Centaurus Financial, INC., has at least 3 disclosable events. These events include 3 customer complaints, alleging that Phillips recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Andrew Goldberg in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Goldberg (Goldberg), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Goldberg recommended unsuitable investments in different investment products including debt securities among other allegations…