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Articles Posted in Centaurus Financial

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Broker Jonathan Sheard in Centaurus Financial, INC. Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jonathan Sheard (Sheard), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Sheard recommended unsuitable investments in different investment products including debt securities among other allegations…

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There are Recent Customer Complaints with Broker Gail Hilder in Firm Centaurus Financial, INC.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gail Hilder (Hilder), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hilder recommended unsuitable investments in different investment products including debt securities among other allegations…

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Broker Michael Dipietro in Centaurus Financial, INC. Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Dipietro (Dipietro), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Dipietro recommended unsuitable investments in different investment products including debt securities among other allegations…

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There are Recent Customer Complaints with Broker Cindy Chiellini in Firm Centaurus Financial, INC.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cindy Chiellini (Chiellini), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Chiellini recommended unsuitable investments in different investment products including debt securities among other allegations…

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There are Recent Customer Complaints with Broker James Appel in Firm Centaurus Financial, INC.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Appel (Appel), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Appel recommended unsuitable investments in different investment products including debt securities among other allegations…

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There are Recent Customer Complaints with Broker Mike Kilpatrick in Firm Centaurus Financial, INC.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mike Kilpatrick (Kilpatrick), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kilpatrick recommended unsuitable investments in different investment products including debt securities among other allegations…

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There are Recent Customer Complaints with Broker Lisa Mantei in Firm Centaurus Financial, INC.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lisa Mantei (Mantei), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mantei recommended unsuitable investments in different investment products including debt securities among other allegations…

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There are Recent Customer Complaints with Broker Kenji Saito in Firm Centaurus Financial, INC.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenji Saito (Saito), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Saito recommended unsuitable investments in different investment products including debt securities among other allegations…

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There are Recent Customer Complaints with Broker Adam Donlevie in Firm Centaurus Financial, INC.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adam Donlevie (Donlevie), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Donlevie recommended unsuitable investments in different investment products including debt securities among other allegations…

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Broker Timothy Sweeney in Centaurus Financial, INC. Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Sweeney (Sweeney), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Sweeney recommended unsuitable investments in different investment products including debt securities among other allegations…

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