According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Otto Bohon (Bohon), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Bohon recommended unsuitable investments in different investment products including debt securities among other allegations…
Articles Posted in Centaurus Financial
There are Recent Customer Complaints with Broker Richard Hubert Depalma in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Hubert Depalma (Hubert Depalma), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hubert Depalma recommended unsuitable investments in different investment products including debt securities…
Broker Kenneth Mccabe in Centaurus Financial, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenneth Mccabe (Mccabe), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mccabe recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Bryon Martinsen in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bryon Martinsen (Martinsen), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Martinsen recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Patrick Hobert in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Hobert (Hobert), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hobert recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Surya Metzler in Centaurus Financial, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Surya Metzler (Metzler), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Metzler recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Clovis Morrison in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Clovis Morrison (Morrison), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Morrison recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Kenneth Finnell in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenneth Finnell (Finnell), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Finnell recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Tony Kassaei in Centaurus Financial, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tony Kassaei (Kassaei), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kassaei recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Jon Rustad in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jon Rustad (Rustad), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Rustad recommended unsuitable investments in different investment products including debt securities among other allegations…