According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Courtwright (Courtwright), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Courtwright recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jim Scala (Scala), currently associated with PHX Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Scala recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Craig Skop (Skop), currently associated with Thinkequity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Skop recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Pitts (Pitts), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Pitts recommended unsuitable investments in different investment products including debt securities…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donna Desanctis (Desanctis), previously associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Desanctis recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Hlibok (Hlibok), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. These events include one customer complaint, alleging that Hlibok recommended unsuitable investments in different investment products including debt…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kent Engelke (Engelke), currently associated with Capitol Securities Management, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Engelke recommended unsuitable investments in different investment products including debt securities among other…
The law offices of Gana Weinstein LLP are representing investors to recover losses due to investments in Inspired Healthcare Capital (IHC) – a private equity / alternative investment sponsor based in Arizona focused on senior housing, healthcare real estate, and senior living projects. On February 2, 2026, IHC filed voluntary…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shalom Azar (Azar), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Azar recommended unsuitable investments in different investment products including debt securities…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Carmichael (Carmichael), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Carmichael recommended unsuitable investments in different investment products including debt securities among other allegations…