The law offices of Gana Weinstein LLP are currently investigating claims that Broker Ryan Davis (Davis) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Davis was employed by Principal Securities, Inc.…
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Broker Jeffrey Arsenault in J. Alden Associates, Inc. Firm Has Customer Complaint
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Jeffrey Arsenault (Arsenault) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Arsenault was employed by J. Alden Associates,…
There are Recent Customer Complaints with Broker Unbo Chung in Firm Arete Wealth Management, LLC
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Unbo Chung (Chung) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Chung was employed by Arete Wealth Management,…
Broker Justin Funakura in Farmers Financial Solutions, LLC Firm Has Customer Complaint
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Justin Funakura (Funakura) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Funakura was employed by Farmers Financial Solutions,…
Broker Hamish Grason in UBS Financial Services Inc. Firm Has Customer Complaint
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Hamish Grason (Grason) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Grason was employed by UBS Financial Services…
Broker Mitchell Rock in Ameriprise Financial Services, LLC Firm Has Customer Complaint
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Mitchell Rock (Rock) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Rock was employed by Ameriprise Financial Services,…
There are Recent Customer Complaints with Broker Jordan Allen in Firm Fidelity Brokerage Services LLC
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Jordan Allen (Allen) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Allen was employed by Fidelity Brokerage Services…
There are Recent Customer Complaints with Broker Rudy Mejia in Firm Estrada Hinojosa & Company, Inc.
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Rudy Mejia (Mejia) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Mejia was employed by Estrada Hinojosa &…
There are Recent Customer Complaints with Broker James Etter in Firm Natalliance Securities, LLC
The law offices of Gana Weinstein LLP are currently investigating claims that Broker James Etter (Etter) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Etter was employed by Natalliance Securities, LLC…
There are Recent Customer Complaints with Broker Rajesh Markan in Firm Hilltop Securities Inc.
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Rajesh Markan (Markan) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Markan was employed by Hilltop Securities Inc.…