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There are Recent Customer Complaints with Broker Zachary Nigh in Firm Thrivent Investment Management INC.

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Zachary Nigh (Nigh) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Nigh was employed by Thrivent Investment Management…

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There are Recent Customer Complaints with Broker Maria Gasparro in Firm UBS Financial Services INC.

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Maria Gasparro (Gasparro) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Gasparro was employed by UBS Financial Services…

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There are Recent Customer Complaints with Broker Jose Gamez in Firm Raymond James Financial Services, INC.

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Jose Gamez (Gamez) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Gamez was employed by Raymond James Financial…

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Broker Timothy Darnell in Bankers Life Securities, INC. Firm Has Customer Complaint

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Timothy Darnell (Darnell) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Darnell was employed by Bankers Life Securities,…

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Broker Thomas Hampton in MML Investors Services, LLC Firm Has Customer Complaint

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Thomas Hampton (Hampton) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Hampton was employed by MML Investors Services,…

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Broker Robert Turner in Stifel, Nicolaus & Company, Incorporated Firm Has Customer Complaint

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Robert Turner (Turner) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Turner was employed by Stifel, Nicolaus &…

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Broker James Couture in LPL Financial LLC Firm Has Customer Complaint

The law offices of Gana Weinstein LLP are currently investigating claims that Broker James Couture (Couture) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Couture was employed by LPL Financial LLC…

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There are Recent Customer Complaints with Broker Antoine Souma in Firm Insigneo Securities, LLC

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Antoine Souma (Souma) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Souma was employed by Insigneo Securities, LLC…

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There are Recent Customer Complaints with Broker Cathie Joughin in Firm Ameriprise Financial Services, LLC

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Cathie Joughin (Joughin) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Joughin was employed by Ameriprise Financial Services,…

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Broker William Winchester in Cadaret, Grant & Co., INC. Firm Has Customer Complaint

The law offices of Gana Weinstein LLP are currently investigating claims that Broker William Winchester (Winchester) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Winchester was employed by Cadaret, Grant &…

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