According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vincent Catalano (Catalano), currently associated with Cambridge Investment Research, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Catalano recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brent Fuchs (Fuchs), currently associated with Osaic Wealth, Inc., has at least 9 disclosable events. These events include 9 customer complaints, alleging that Fuchs recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Avi Frohlichman (Frohlichman), previously associated with Lincoln Financial Securities Corporation, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Frohlichman recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Elizabeth Liechty (Liechty), currently associated with LPL Financial LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Liechty recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ray Gallette (Gallette), previously associated with Coastal Equities, Inc., has at least 7 disclosable events. These events include 7 customer complaints, alleging that Gallette recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Brownstein (Brownstein), previously associated with Lincoln Financial Advisors Corporation, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Brownstein recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alfred Barter (Barter), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Barter recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Grenus (Grenus), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Grenus recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chadwick Watson (Watson), currently associated with LPL Financial LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Watson recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Restino (Restino), currently associated with Lincoln Investment, has at least one disclosable event. These events include one customer complaint, alleging that Restino recommended unsuitable investments in different investment products including debt securities among other allegations and…