According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chad Kennedy (Kennedy), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kennedy recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Valentine (Valentine), currently associated with LPL Enterprise, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Valentine recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Urbin Mckeever (Mckeever), previously associated with Frost Brokerage Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mckeever recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Haydee Delgado (Delgado), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Delgado recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Seymour (Seymour), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Seymour recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Newell (Newell), previously associated with Proequities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Newell recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Fidel Trejo (Trejo), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Trejo recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Susan Coriale (Coriale), currently associated with Gwn Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Coriale recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Francisco Vigil (Vigil), previously associated with Raymond James & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Vigil recommended unsuitable investments in different investment products including debt securities among…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Judson Teekell (Teekell), currently associated with M Holdings Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Teekell recommended unsuitable investments in different investment products including debt securities among other…