According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Battalini (Battalini), previously associated with World Capital Brokerage, INC., has at least one disclosable event. These events include one customer complaint, alleging that Battalini recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Pravlik (Pravlik), previously associated with World Capital Brokerage, INC., has at least one disclosable event. These events include one customer complaint, alleging that Pravlik recommended unsuitable investments in different investment products including debt securities among other…
According to BrokerCheck records financial advisor Mark Lamendola (Lamendola), formerly employed by Wordl Capital Brokerage, Inc. (World Capital) has been subject to six customer complaints, two terminations for cause, and two regulatory actions during his career. According to records kept by The Financial Industry Regulatory Authority (FINRA), many of the…