According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Kolta (Kolta), previously associated with Worden Capital Management LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Kolta recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jamie Worden (Worden), previously associated with Worden Capital Management LLC, has at least 8 disclosable events. These events include one customer complaint, 7 regulatory events, alleging that Worden recommended unsuitable investments in different investment products including debt…
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