According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Todd Bessey (Bessey), previously associated with Wintrust Investments LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bessey recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Hovany (Hovany), previously associated with Wintrust Investments LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Hovany recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Sperling (Sperling), previously associated with Wintrust Investments LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Sperling recommended unsuitable investments in different investment products including debt securities among other allegations…