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Articles Posted in William Marshall

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FINRA Sanctions Ameriprise Financial Broker William Marshall and Supervisor John J. Kolinofsky, Jr. Over BioChemics Stock Sales

The investment lawyers of Gana Weinstein LLP are investigating a regulatory action brought by the Financial Industry Regulatory Authority (FINRA) against Ameriprise Financial Services, Inc. (Ameriprise) broker William Marshall (Marshall) (FINRA No. 2012033291204) and his supervisor John J. Kolinofsky, Jr. (Kolinofsky) working out of the firm’s Plano, Texas office.  According…

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