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Articles Posted in Wealth Management Partners LLC

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Diego Hernandez of AXA Advisors Accused of Misusing Customer Funds

Diego Fernando Hernandez (Hernandez) was recently barred from the financial industry by the Financial Industry Regulatory Authority (FINRA) concerning allegations that he failed to disclose outside business activities, a practice known in the industry as “selling away” and misused customer funds. Hernandez entered the securities industry in May 1998.  In…

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