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Advisor James G. Babineaux Accused of Making Unsuitable Investment Recommendations and Unauthorized Trading

Advisor James Babineaux (Babineaux), currently employed by Merrill Lynch, Pierce, Fenner & Smith, Inc. (Merrill Lynch) has been subject to at least two customer complaints during the course of his career.  According to a BrokerCheck report the customer complaints concern unsuitable investment recommendations and unauthorized trading.  In August 2018, a…

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