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Broker Sebastian Wyczawski Accused of Making Unsuitable Recommendations and Failure to Supervise

Broker Sebastian Wyczawski, currently employed at Joseph Stone Capital, LLC., (Joseph Stone) has been subject to at least three customer complaints during the course of his career. His most recent customer complaints allege unsuitability and failure to supervise.  According to a BrokerCheck report, in June 2018, Wyczawski was alleged of…

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Advisor Clint Keener Barred By Regulator Over Unsuitable Recommendations

The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Clint Keener (Keener), formerly employed by Capital City Securities, LLC (Capital City) has been subject to at least five customer complaints, three regulatory actions, and one employment termination for cause during the course of his career. …

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