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Articles Posted in United First Financial

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FINRA Bars Broker Joseph Pappalardo Over Allegations of Sales of Coast-2-Coast Properties Securities to Customers

The Financial Industry Regulatory Authority (FINRA) barred broker Joseph Pappalardo (Pappalardo) concerning allegations that between August 2008, and August 2012, Pappalardo, while associated with Financial Network Investment Corporation (n/k/a Cetera Advisor Network LLC), made fraudulent and misleading misrepresentations to a customer in the sale of private securities, converted customer funds…

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