Articles Posted in U.S. Capital Wealth Advisors LLC

  According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Derek Su (Su), currently associated with U.S. Capital Wealth Advisors, LLC, has at least one disclosable events. These events include one customer complaints alleging that Su recommended unsuitable investments in different investment products. FINRA BrokerCheck shows…

  According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Patrick Mendenhall (Mendenhall), currently associated with U.S. Capital Wealth Advisors, LLC and USCA Securities LLC, has at least four disclosable events. These events include four customer complaints alleging that Mendenhall recommended unsuitable investments in different investment…