Previously financial advisor Richard Demetriou (Demetriou), previously employed by brokerage firm Titan Securities has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Walter Parker (Parker), previously associated with Titan Securities, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Parker recommended unsuitable investments in different investment products including debt securities among other allegations and…
Former Titan Securities advisor Walter Parker (Parker) has been subject to at least eight customer complaints. According to a BrokerCheck report many of the customer complaints concern alternative investments and direct participation products (DPPs) such as non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and equipment leasing…
The Financial Industry Regulatory Authority (FINRA) brought and enforcement action against broker Donald Levin (Levin) (FINRA No. 2014040335101) alleging that between December and April 2014, Levin hosted a weekly radio show and during that show he made statements that were unbalanced, promissory, misleading and lacked reasonable basis in violation of…