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Articles Posted in Thomas O’Brien

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Thomas O’Brien Subject to Customer Complaint Alleging over $5,000,000 in Damages

Securities attorneys at Gana Weinstein LLP have been investigating Raymond James & Associates, Inc. (Raymond James) broker Thomas O’Brien (O’Brien). According to BrokerCheck records, O’Brien has been subject to three customer disputes, one of which is still pending. The majority of these disputes involve the misrepresentation and unsuitable recommendation of…

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