According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Freddy Garcia (Garcia), currently associated with the Leaders Group, INC., has at least one disclosable event. These events include one customer complaint, alleging that Garcia recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tony Hodge (Hodge), currently associated with the Leaders Group, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hodge recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Blanck (Blanck), previously associated with the Leaders Group, INC., has at least one disclosable event. These events include one customer complaint, alleging that Blanck recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dax Weindorf (Weindorf), currently associated with the Leaders Group, INC., has at least one disclosable event. These events include one customer complaint, alleging that Weindorf recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Klein (Klein), currently associated with the Leaders Group, INC., has at least one disclosable event. These events include one customer complaint, alleging that Klein recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jordan Schmidt (Schmidt), currently associated with the Leaders Group, INC., has at least one disclosable event. These events include one customer complaint, alleging that Schmidt recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vincenzo Azzinnari (Azzinnari), currently associated with the Leaders Group, INC., has at least one disclosable event. These events include one customer complaint, alleging that Azzinnari recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sanford Schmidt (Schmidt), currently associated with the Leaders Group, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Schmidt recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adriano Pisarri (Pisarri), currently associated with the Leaders Group, INC., has at least one disclosable event. These events include one customer complaint, alleging that Pisarri recommended unsuitable investments in different investment products including debt securities among other…
The law offices of Gana Weinstein LLP are currently investigating claims that advisor Jun (Justine) Zhou (Zhou) was discharged by her employer after being accused of offering securities not reported to the company. According to BrokerCheck records, Zhou is formerly registered with The Financial Industry Regulatory Authority (FINRA) member firm…