According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Pietrafitta (Pietrafitta), currently associated with Td Private Client Wealth LLC, has at least one disclosable event. These events include one customer complaint, alleging that Pietrafitta recommended unsuitable investments in different investment products including debt securities among…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Franklin Lainez (Lainez), currently associated with Td Private Client Wealth LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lainez recommended unsuitable investments in different investment products including debt securities among…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chi Mak (Mak), currently associated with Td Private Client Wealth LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Mak recommended unsuitable investments in different investment products including debt securities among…