Articles Posted in Susan Welo

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Susan Welo (Welo), previously associated with Cetera Advisor Networks LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Welo recommended unsuitable investments in different investment products including debt securities among other…

Former Cetera Advisor Networks LLC (Cetera) broker Susan Welo (Welo) has been subject to nine customer complaints, one employment separation for cause, and one regulatory action.  According to a BrokerCheck report Welo was terminated by Cetera after the firm alleged that Welo failed to disclose to firm that Welo provided…