According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Sargent (Sargent), currently associated with Stonehaven, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Sargent recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Sullivan (Sullivan), previously associated with Stonehaven, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Sullivan recommended unsuitable investments in different investment products including debt securities among other allegations and…
Previously financial advisor Evan Katz (Katz), previously employed by brokerage firm Stonehaven, LLC has been subject to at least one disclosable event. These events include one tax lien. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct…