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Broker Peter Monson Under Regulatory Investigation For Excessive Trading

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Peter Monson (Monson), currently associated with Van Clemens & Co. Incorporated (Van Clemens), has been subject to a regulatory investigation by FINRA.  The focus of the regulatory investigation is for potential violations of NASD Conduct Rule 2510(b)…

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