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FINRA and SEC Bring Action Against Timothy Dembski and Walter Grenda Over Fraudulent Sales in Prestige Wealth Management

The Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) have brought action (FINRA Here, SEC Here) against Timothy Dembski (Dembski) and Walter Grenda (Grenda) concerning allegations that they made false and misleading statements to their clients at Reliance Financial Group (Reliance) an investment advisory firm, in…

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