Articles Posted in Sandeep Varma

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sandeep Varma (Varma), currently associated with Avantax Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Varma recommended unsuitable investments in different investment products including debt securities among other…

Recently, Sandeep Varma’s (Varma) attorney reached out to our firm to inform us that our post on Varma was inaccurate.  The post detailed that Varma had been subject to five customer and that the majority of these complaints involved the recommendation of unsuitable and misrepresented variable investments including CRTs and…