According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Hyacinth Sikes (Sikes), previously associated with San Blas Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Sikes recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ronald Bucher (Bucher), previously associated with San Blas Securities LLC, has at least 7 disclosable events. These events include 6 customer complaints, one regulatory event, alleging that Bucher recommended unsuitable investments in different investment products including debt…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shawn Spellacy (Spellacy), currently associated with San Blas Securities LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Spellacy recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Wendell Trapp (Trapp), previously associated with San Blas Securities LLC, has at least 8 disclosable events. These events include 8 customer complaints, alleging that Trapp recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Forster (Forster), currently associated with San Blas Securities LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Forster recommended unsuitable investments in different investment products including debt securities among other…