Close

Articles Posted in SA Stone Wealth Management

Updated:

Christopher Wendel Terminated Over Claims of Private Securities Transactions

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Christopher Wendel (Wendel), in September 2017, was terminated by his firm, SA Stone Wealth Management Inc. (SA Stone Wealth) based on allegations that Wendel violated the firm’s policy on selling away.  In addition, Wendel has five customer…

Contact Us