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Articles Posted in Round Rock

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FINRA Sanctions Financial Advisor Zahir Walji Over Private Securities Transactions

The investment fraud lawyers of Gana Weinstein LLP are investigating the regulatory investigation filed by The Financial Industry Regulatory Authority (FINRA) against broker Zahir Walji (Walji). According to BrokerCheck records Walji is subject to five customer complaints one FINRA matter and one employment separation for cause.  The FINRA regulatory matter…

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