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Articles Posted in Red River Securities

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Benjamin Cox of Red River Securities Settles Charges Over Improper Sales Of Oil and Gas Private Placements

Broker Benjamin Cox (Cox) has settled charges brought by the Financial Industry Regulatory Authority (FINRA) concerning improper sales of oil and gas private placement offerings sold by Red River Securities LLC (Red River).  Cox accepted a one-year bar from the securities industry and a fine of $5,000. Cox entered the…

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