According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Douglas Lode (Lode), previously associated with Private Client Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lode recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ahmad Quqa (Quqa), currently associated with Private Client Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Quqa recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Wedel (Wedel), currently associated with Private Client Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Wedel recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Banks (Banks), previously associated with Private Client Services, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Banks recommended unsuitable investments in different investment products including debt securities among other…