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Articles Posted in Philip Sparacino

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Philip Sparacino Barred By Regulator Over Excessive Trading

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Philip Sparacino (Sparacino), formerly associated with First Standard Financial Company LLC (First Standard), has been subject to at least three customer complaints, one employment termination for cause, two financial disclosures, and two regulatory matters during his career. …

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Broker Philip Sparacino Subject to Churning Complaint

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Philip Sparacino (Sparacino) has been subject to at least two customer complaints, three debt liens or judgements, and one criminal matter during his career.  Sparacino is currently employed by First Standard Financial Company LLC (First Standard Financial)…

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