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Articles Posted in PFS Partners

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FINRA Bars Advisor Michael Babyak Over the Sale of Unapproved Investments

Our firm is investigating claims made by The Financial Industry Regulatory Authority (FINRA) against broker Michael Babyak (Babyak), formerly associated with brokerage firms LPL Financial LLC (LPL) and Leigh Baldwin & Co., LLC (Leigh Baldwin).  According to brokercheck, Babyak consented to the sanction that he participated in private securities transactions…

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