Close

Articles Posted in Paul Smith

Updated:

Advisor Paul Smith Barred By FINRA Over Haverford Group Securities Sales

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Paul Smith (Smith), in June 2017, was barred by FINRA for failing to provide documents and information concerning private securities transactions. Prior to the FINRA bar Smith was terminated by his firm Bolton Global Capital (Bolton Global)…

Contact Us