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Articles Posted in Patrick Churchville

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Spire Securities and Principals Found Liable For $3 Million Due to Supervisory Failures

The law offices of Gana Weinstein LLP are pleased to announce that a group of 23 claimants have been awarded $3 million by a FINRA arbitration panel after 18 days of hearing and litigation that stretched over three years.  The case involved important investor protections concerning broker private securities transactions…

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SEC Charges Advisor Patrick Churchville with $11 Million Fraudulent Investment Scheme

The Securities and Exchange Commission (SEC) recently announced fraud charges against Rhode Island investment adviser ClearPath Wealth Management, LLC, (ClearPath) and its president, Patrick Churchville (Churchville), for operating a fraudulent investment scheme that resulted in at least $11 million investor losses. According to the complaint, from December 2010 onward ClearPath…

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