According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peyton Ethridge (Ethridge), currently associated with Patrick Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ethridge recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Devlin Dwyer (Dwyer), currently associated with Patrick Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Dwyer recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Deans (Deans), previously associated with Patrick Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Deans recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Roebuck (Roebuck), previously associated with Patrick Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Roebuck recommended unsuitable investments in different investment products including debt securities among other…