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Articles Posted in PartnerVest Securities

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Securities Broker Christopher Orlando Suspended Over Sale of Diversified Lending Group Promissory Notes

Broker Christopher Orlando (Orlando) was suspended and fined by The Financial Industry Regulatory Authority (FINRA) over allegations that Orlando participated in the sale of approximately $7,000,000 in private securities transactions of promissory notes linked to Diversified Lending Group (DLG) that were not made through his member firm PlanMember Securities Corporation…

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