According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Povinelli (Povinelli), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Povinelli recommended unsuitable investments in different investment products including debt securities among other allegations…
Articles Posted in Osaic Wealth
There are Recent Customer Complaints with Broker Gregory Fockler in Firm Osaic Wealth, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gregory Fockler (Fockler), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Fockler recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Peter Bryan in Osaic Wealth, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Bryan (Bryan), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Bryan recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Linda Ventura in Osaic Wealth, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Linda Ventura (Ventura), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ventura recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Alex Pritsker in Osaic Wealth, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alex Pritsker (Pritsker), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Pritsker recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Kamran Aghili in Osaic Wealth, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kamran Aghili (Aghili), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Aghili recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Jeffrey Shanine in Osaic Wealth, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Shanine (Shanine), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Shanine recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Luann Chapmangatts in Osaic Wealth, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Luann Chapmangatts (Chapmangatts), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Chapmangatts recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Jason Gatts in Firm Osaic Wealth, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Gatts (Gatts), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Gatts recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Marat Likhtenstein in Osaic Wealth, INC. Firm Has Customer Complaint
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Marat Likhtenstein (Likhtenstein) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Likhtenstein was employed by Osaic Wealth, INC.…