Articles Posted in Ntb Financial Corporation

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Bonik (Bonik), previously associated with Ntb Financial Corporation, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Bonik recommended unsuitable investments in different investment products including debt securities…

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Mccaffrey (Mccaffrey), previously associated with Ntb Financial Corporation, has at least one disclosable event. These events include one regulatory event, alleging that Mccaffrey recommended unsuitable investments in different investment products including debt securities among other allegations…