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Articles Posted in Nomura Securities

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Former RBS Securities Advisor Matthew Katke Plead Guilty For RMBS and CLO Fraud

According to the Department of Justice (DOJ), Matthew Katke (Katke) recently waived his right to indictment and pleaded guilty today in Hartford federal court to participating in a multimillion securities fraud scheme. Katke was registered with RBS Securities, Inc. (RBS Securities), during the time of the DOJ’s investigation. Currently, Katke…

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