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Articles Posted in Nicholas Schiano

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There are Recent Customer Complaints with Broker Nicholas Schiano in Firm Spartan Capital Securities, LLC

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Nicholas Schiano (Schiano), currently associated with Spartan Capital Securities, LLC, has been subject to at least 6 disclosable events. These events include 4 customer complaints, 2 regulatory events. Several of those complaints against Schiano  concern allegations of…

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Broker Nicholas Schiano Subject to Customer Complaints Over Investment Recommendations

The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Nicholas Schiano (Schiano), currently employed by Spartan Capital Securities, LLC (Spartan Capital) has been subject to at least two customer complaints during the course of his career.  According to records kept by The Financial Industry Regulatory…

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